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CEO of Broker-Dealer Pleads Guilty in Manhattan Federal Court to Obstructing Regulatory Examination by Producing ...

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(Source: Federal Bureau of Investigation - New York Field Office) Preet Bharara, the United States Attorney for the Southern District of New York, announced that CHARLES J. MOORE, former Chief Executive Officer of broker-dealer Crucible Capital, Inc. ('Crucible'), pled guilty today before United States District Judge Colleen McMahon to obstructing a regulatory examination. MOORE was arrested on August 8, 2014, based on a criminal Complaint alleging, among other things, that he caused a Crucible employee to give falsified invoices to Securities and Exchange Commission ('SEC') personnel who were conducting a regulatory examination of Crucible. MOORE is scheduled to be sentenced by Judge...

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